Continuity is a New Haven, Connecticut-based provider of regulatory technology (RegTech) solutions that automate risk and compliance management for the financial services industry. Dollar Associates is a full-service credit union consulting firm headquartered in Birmingham, AL and will consult with Continuity on regulatory issues to help enhance their successful cloud-based program for the credit union industry.
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Derek Yankoff, Chief Strategy Officer What does ERM do, actually? Defines and assigns Risk Values (i.e., Inherent Risk, Threats, Vulnerabilities, Annual Rates of Occurrence, Annual Loss Expectancy, Risk Appetite, Risk Tolerance, and Audit Frequency) for every Subject to be assessed. Provides ‘use cases’ that give context to the Subjects to be assessed by risk owners […]
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Derek Yankoff, Chief Strategy Officer In managing the internal audit function, the institution’s Audit Committee is responsible for commissioning a Control (or “Auditor’s”) Risk Assessment, developing audit plans and the overseeing the execution of the audit program. A Control Risk Assessment documents the internal auditor’s or outsourced audit service provider’s understanding of the institution’s significant […]
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