Continuity Expands Risk Focused Vendor Management Offering with the Addition of VendorRisk Product Line. Learn More.
   Continuity Expands Risk Focused Vendor Management Offering with the Addition of VendorRisk Product Line. Learn More.

Risk, Compliance & GRC Thought Leadership.

Continuity Blog

Risk, Compliance and GRC Perspectives and Reflections.  

Continuity has deep expertise across these critical domains: regulatory, banking and technology. This puts us in the forefront — as thought leaders helping you solve risk and compliance management problems, effectively and efficiently. Our blog is authored by former regulators and bankers. They cover an array of risk and compliance issues facing the financial industry today.

Blog Posts

Continuity's CEO Provides Update to Clients

Continuity’s CEO Provides Update to ClientsValued Continuity Clients & Stakeholders:  As this COVID-19 pandemic scenario continues to unfold I wanted to provide you all with a quick update from your trusted Compliance & Risk Management technology provider. In alignment with our name, Continuity has been functioning in a pandemic operating mode for more than two weeks now.  Our entire staff

Blog Posts

A Message from Continuity's CEO

A Message from Continuity’s CEOGreetings to all Continuity Clients:First and foremost I want to thank you again for the continued support and collaborative relationship with Continuity and our team over the years. You are our most important stakeholders and your success is our success.My guess is that you have been inundated with email and social

Blog Posts

How do I Implement ERM?

Derek Yankoff, Chief Strategy Officer What does ERM do, actually? Defines and assigns Risk Values (i.e., Inherent Risk, Threats, Vulnerabilities, Annual Rates of Occurrence, Annual Loss Expectancy, Risk Appetite, Risk Tolerance, and Audit Frequency) for every Subject to be assessed. Provides ‘use cases’ that give context to the Subjects to be assessed by risk owners

Blog Posts

Don’t Confuse a Control Risk Assessment with an Enterprise Risk Assessment

Derek Yankoff, Chief Strategy Officer In managing the internal audit function, the institution’s Audit Committee is responsible for commissioning a Control (or “Auditor’s”) Risk Assessment, developing audit plans and the overseeing the execution of the audit program. A Control Risk Assessment documents the internal auditor’s or outsourced audit service provider’s understanding of the institution’s significant

September 21, 2020

Chartering and Field of Membership; FDIC Guidance on Helping Victims of Tropical Storm Isaias in Puerto Rico

September 11, 2020

Seasoned Qualified Mortgage Definition Under the Truth in Lending Act (Regulation Z); FDIC Guidelines for Appeals of Material Supervisory Determinations; Flood Insurance Q&As: Comment Period Extended; OCC Updates OREO Booklet; CFPB Requests Information on the CARD Act and the Consumer Credit Card Market; Fees Paid by Federal Credit Unions; OCC Guidance on Risk Management of

September 8, 2020

FDIC Regulations Related to Employing Convicted Individuals Amended; OFAC CMP Adjustments

September 3, 2020

CRA Final Rule; Statements on Enforcement of BSA/AML Requirements; FDIC Guidance on Helping Victims of Severe Weather in Iowa as well as Hurricane Laura and California Wildfires

August 26, 2020

CFPB Extends Comment Period on ECOA/Reg B Info Request; Joint Statement on BSA Due Diligence Requirements for Politically Exposed Persons