Compliance Solutions for Financial Institutions.

**RegAdvisor Pro Client Draft**: Complete, Visible Audit Trail for Reporting and Examiners.

  • Provides alerts of federal regulatory changes
  • Our Regulatory Operations Center (ROC) analyzes the alerts and distributes a condensed summary of the issuance along with recommended actions for implementing the changes as needed.
  • Assignment and tracking of implementation steps associated with regulatory changes.
  • Policy & Procedure Library with pre-built procedures for reviewing and distributing policy changes ensures that employees have the most up-to-date documents in one place.

Features

  • Continuity's regulatory experts analyze federal regulatory changes and deliver a succinct summary
  • Flexibility to choose the categories of alerts received and who receives them - filter by product, compliance area, and more.
  • Minimal setup required to quickly receive alerts via email and through on-platform "ToDos".
  • Assign, track and manage implementation tasks related to regulatory changes.
  • A Policy & Procedure library with pre-built procedures to manage the review lifecycle.
  • Access to regulatory experts via web, chat or email for federal regulatory compliance questions.

Benefits

  • Reduce time spent interpreting regulations by 70%.
  • Reduce noise - only receive regulatory change notifications that are relevant to your institution.
  • Immediate ROI - no need to monitor multiple sources to ensure you aren't missing something important.
  • Consolidates all your regulatory change management tasks for ease of reporting to auditors and examiners.
  • Centralized repository ensures employees have a single source to access up-to-date policies and procedures.
  • Builds confidence in your compliance program - help is available if you need it.

Get a glimpse of RegAdvisor Pro.

The RegAdvisor Dashboard provides an at-a-glance view of upcoming and outstanding alerts that require attention.

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Each RegAdvisor Alert displays a snapshot of the issuance details, the analysis and recommendations from our regulatory experts and a tab to track implementation efforts.

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