The days of dealing with compliance rule-by-rule and day-by-day are over. Instead, compliance changes must be engineered into your organization and business processes to ensure they are effective. Continuity's Strategists help you make this leap. Backed by our experience across hundreds of financial institutions, our Strategists provide you with leadership, planning and in-the-trenches experience to get the job done.
Our Strategists partner with your executive and compliance team to create a pragmatic strategy that streamlines compliance, mitigates risk and reduces cost. Our step-by-step approach starts with a diagnostic baseline, drives execution and accountability, and includes the following:
Gap analysis and risk assessment – an initial discovery and analysis to uncover compliance risks and coverage gaps across your organization.
Strategic plan for compliance – a one-page strategy detailing the specific actions that will reduce compliance risks over a three-year perspective.
Monthly action plan and reviews – regular, monthly checkpoints with your compliance team to determine specific steps to effect change.
Quarterly reviews – quarterly progress review meetings with compliance and executive stakeholders.
Annual assessment and re-orientation – a yearly evaluation of progress, strategy effectiveness, and realignment based on changing dynamics within the organization and regulatory landscape.
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